Compliance Manager – Monitoring

Accounting / Finance Banking Full Time

Website Emirates NBD

Emirates NBD, the leading banking group in the region was formed on 16th of October 2007 when the shares of Emirates NBD were officially listed on the Dubai Financial Market (DFM). The Emirates NBD 2007 merger between Emirates Bank International (EBI) and the National Bank of Dubai (NBD), became a regional consolidation blueprint for the banking and finance sector as it combined the second and fourth largest banks in the United Arab Emirates (UAE) to form a banking champion with the largest asset base in the GCC region summing up to AED 281.6 billion as at 31st December 2009, capable of delivering enhanced value across corporate, retail, Islamic and investment banking throughout the Gulf Cooperation Council (GCC) region


As the Compliance Monitoring Manager will be responsible for managing the Group CMP to provide assurance that the Group is operating in line with regulatory requirements and internal compliance policies and procedures. One of your key responsibilities will be toCollaborate with stakeholders to understand audit objective, scope, and timelines.

On a day-to-day basis you will be responsible for:

  • Review of the business CMPs against their compliance obligations maintained in the Obligations Register.
  • Assessment of the effectiveness of the business compliance monitoring function.
  • Tracking of local compliance monitoring progress against the approved local CMP.
  • Tracking of compliance monitoring issues to ensure remedial action completed.
  • Analyze and identify compliance trends or systemic issues arising from compliance monitoring.

To be successful in this role, you will need the following skills and experience:

  • Bachelor’s degree in accounting, finance, IT or related field
  • Relevant audit/compliance qualifications, certifications or courses (CPA, CIA, CISA preferred)
  • Proven experience in monitoring/audit management.
  • Previous experience in banking/regulatory environment
  • Good understanding of the key compliance risks pertinent to the core activities within the Group, covering Retail, Corporate, Treasury, Private Banking, Investment Banking, Brokerage and Asset Management and key Support Units.
  • Strong understanding of Compliance Monitoring or Audit methodologies and standards.

What we offer you:

  • Competitive salary package
  • Market-leading incentives
  • Strong emphasis on work-life balance and wellbeing across the bank
  • Preferential banking facilities for employees
  • Generous annual leave entitlement and Private Healthcare
  • World-class Learning & Development platform and career development

To apply for this job please visit

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